A Regulatory Heatmap

At Ascent, we take pride in providing intelligence via our research and reporting functions to help you streamline your compliance processes, and manage your firm’s regulatory risk. The data and intelligence we provide can help a compliance team allocate resources more efficiently and improve its data-driven decision-making processes.

We’ve reviewed the various violations from the Commodity Futures Trading Commission and aggregated this data into a heatmap for ensuring you stay compliant with the most troublesome regulations and laws.

CFTC ENFORCEMENT ACTION HEATMAP

heatmap table

For more information, or to have us build you a targeted compliance and risk management platform specific for your needs, please contact us at contact@Ascent.is.

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